TO APPEAR IN THE ROSETTA MISSION:SPACE SCIENCE REVIEW                         
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
ALICE: THE ROSETTA ULTRAVIOLET IMAGING SPECTROGRAPH                           
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
S. A. Stern1, D. C. Slater2, J. Scherrer2, J. Stone2, M. Versteeg2,           
M. F. A'Hearn3, J. L. Bertaux4, P. D. Feldman5, M.  C. Festou*, Joel          
Wm. Parker1, and O. H. W. Siegmund6                                           
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
1Southwest Research Institute, 1050 Walnut Street, Suite 426, Boulder,        
CO 80302-5143, USA                                                            
                                                                              
2Southwest Research Institute, 6220 Culebra Road, San Antonio, TX             
78238-5166, USA                                                               
                                                                              
3University of Maryland, College Park, MD 20742, USA                          
                                                                              
4Service d'Aeronomie du CNRS, 91371 Verrieres le Buisson Cedex, France        
                                                                              
5Johns Hopkins University, Department of Physics and Astronomy,               
Baltimore, MD 21218-2695, USA                                                 
                                                                              
6Sensor Sciences, 3333 Vincent Road, Pleasant Hill, CA 94523, USA             
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
ABSTRACT                                                                      
                                                                              
We describe the design, performance and scientific objectives of the          
NASA-funded ALICE instrument aboard the ESA Rosetta asteroid                  
flyby/comet rendezvous mission. ALICE is a lightweight, low-power, and        
low-cost imaging spectrograph optimized for cometary far-ultraviolet          
(FUV) spectroscopy. It will be the first UV spectrograph to study a           
comet at close range. It is designed to obtain spatially-resolved             
spectra of Rosetta mission targets in the 700-2050 A spectral band            
with a spectral resolution between 8 A and 12 A for extended sources          
that fill its ~0.05deg. x 6.0deg. field-of-view. ALICE employs an             
off-axis telescope feeding a 0.15-m normal incidence Rowland circle           
spectrograph with a concave holographic reflection grating. The               
imaging microchannel plate detector utilizes dual solar-blind opaque          
photocathodes (KBr and CsI) and employs a 2-D delay-line readout              
array. The instrument is controlled by an internal                            
microprocessor. During the prime Rosetta mission, ALICE will                  
characterize comet 67P/Churyumov-Gerasimenko's coma, its nucleus, and         
the nucleus/coma coupling; during cruise to the comet, ALICE will make        
observations of the mission's two asteroid flyby targets and of Mars,         
its moons, and of Earth's moon. ALICE has already successfully                
completed the in-flight commissioning phase and is operating normally         
in flight. It has been characterized in flight with stellar flux              
calibrations, observations of the Moon during the first Earth fly-by,         
and observations of comet Linear T7 in 2004 and comet 9P/Tempel 1             
during the 2005 Deep Impact comet-collision observing campaign.               
                                                                              
1.0 INTRODUCTION                                                              
                                                                              
                                                                              
Ultraviolet spectroscopy is a powerful tool for investigating the             
physical and chemical environments of astrophysical objects and has           
been applied with great success to the study of comets (e.g., Feldman         
1982, Festou et al. 1993, Stern 1999, Feldman et al. 2004a;                   
Bockelee-Morvan et al. 2004). The ALICE UV spectrograph, designed to          
perform spectroscopic investigations of planetary atmospheres and             
surfaces at extreme (EUV) and far-ultraviolet (FUV) wavelengths               
between 700 and 2050 A, has been optimized for Rosetta cometary               
science with high sensitivity, large instantaneous field-of-view, and         
broad wavelength coverage.                                                    
                                                                              
For the Rosetta Orbiter remote sensing investigation of comet                 
67P/Churyumov-Gerasimenko (67P/CG), ALICE will search for noble gases         
such as Ne and Ar; measure the production rates, variability, and             
structure of H2O, CO, and CO2 molecules that generate the bulk of             
cometary activity; measure the abundances and variability of the basic        
                                                                              
* Deceased May 11, 2005                                                       
                                                                              
                                                                              
elemental species C, H, O, and N in the comet's coma; and measure             
atomic ion abundances in the comet's tail. In addition, ALICE will            
undertake an investigation of the FUV photometric properties of both          
the cometary nucleus itself, and solid grains entrained in the comet's        
coma. During Rosetta's cruise to comet 67P/CG, ALICE will also obtain         
flyby observations of the mission's two target asteroids, the Earth's         
moon, and Mars. ALICE has already successfully completed a number of          
in-flight commissioning activities including in-flight calibration            
observations of several UV stars, and observations of comet C/2002 T7         
(LINEAR) in April and May 2004 and comet 9P/Tempel 1 during the Deep          
Impact encounter in July 2005. By virtue of its location at the comet,        
the ALICE spectrograph will provide significant improvements in both          
sensitivity and spatial resolution over previous cometary UV                  
observations.                                                                 
                                                                              
2.0 SCIENTIFIC OBJECTIVES AND CAPABILITIES                                    
                                                                              
                                                                              
The scientific objectives of the ALICE investigation can be summarized        
as follows:                                                                   
                                                                              
(1) Search for and determine the evolved rare gas content of the              
nucleus to provide information on the temperature of formation and            
thermal history of the comet since its formation. Some of the most            
fundamental cosmogonic questions about comets concern their place and         
mode of origin, and their thermal evolution since their formation. As         
comets are remnants from the era of outer planet formation, one of the        
most important things to be learned from them about planetary                 
formation and the early solar nebula is their thermal history (see            
Bar-Nun et al.  1985; Mumma et al. 1993; Stern 1999). Owing to their          
low polarizabilities, the frosts of the noble gases are both                  
chemically inert and extremely volatile. As a result, the trapping of         
noble gases is temperature dependent, so noble gases serve as                 
sensitive "thermometers" of cometary thermal history. ALICE will              
determine (or set stringent limits) on the abundances of the He, Ne,          
Ar, Kr sequence from observations of their strongest resonance                
transitions at 584 A (He I, to be observed in second order), 736/744 A        
(Ne I), 1048/1067 A (Ar I), and 1236 A (Kr I). In addition to their           
importance as thermal history probes, evolved rare gas abundances also        
provide critical data for models requiring cometary inputs to the             
noble gas inventories of the planets. ALICE will also determine the           
abundances of another important low-temperature thermometer species,          
N2 (electronic transitions in the 850-950 A c'4 and 1000- 1100 A              
Birge-Hopfield systems). He emission at 584 A detected in comet C/1995        
O1 (Hale-Bopp) by Krasnopolsky et al. (1997) from EUVE was accounted          
for by charge exchange of solar wind He ions. These authors also set a        
very stringent upper limit on Ne emission. Sensitive upper limits on          
Ar and N2 have been obtained for four comets using FUSE (Weaver et            
al. 2002; Feldman 2005); a weak detection of Ar was published for             
Hale-Bopp (Stern et al. 2000). With long integration times ALICE              
should be able to detect and monitor several noble gases, and possibly        
also N2, in comet 67P/CG without the m/e ambiguities of mass                  
spectroscopy and at levels significantly below their cosmogonic               
abundance levels.                                                             
                                                                              
(2) Determine the production rates of the parent molecule species,            
H2O, CO and CO2, and their spatial distributions near the nucleus,            
thereby allowing the nucleus/coma coupling to be directly observed and        
measured on many timescales. Cometary activity and coma composition is        
largely driven by the sublimation of three key species: H2O, CO, and          
CO2. ALICE has been designed to directly detect each of these key             
parent molecules.  Sunlight scattered by the nucleus, and probably            
background interplanetary H I Lyman-a, will be absorbed at a                  
detectable level by water, and possibly by other molecules such as            
CO2. By moving the slit to various locations around the coma (either          
by spacecraft pointing or simple changes in spacecraft location), it          
will be possible to map, even tomographically, the H2O distribution           
around the comet. By measuring the H2O column abundance in absorption         
in the UV, rather than by fluorescence (as in the IR), ALICE's                
measurements will provide a more direct, less model dependent                 
signature for interpretation. CO will be observed via fluorescence in         
the well-known Fourth Positive band system from 1300 to 1700 A, which         
will give total CO content; the CO Cameron bands between 1900 and 2050        
A will measure the CO produced by CO2 photodissociation, and therefore        
the total CO2 content. With most ALICE observations being directed            
toward the nucleus, the H2O, CO, and CO2 gas abundances will directly         
measure the production source(s) on the nucleus. The combination of           
these various types of observations will allow ALICE to completely map        
the H2O and CO distribution in the near environment of the nucleus and        
address the question of the coupling between the gas and the nucleus          
near the surface, and thus characterize the outgassing pattern of the         
surface. The latter will be particularly important for determining how        
much H2O and CO is derived from discrete, active regions, and how much        
from the "background" subsurface flow on the nucleus as a whole.              
                                                                              
Any volatile species released on the night side of the nucleus will           
also be studied. When coupled with dust measurements in the coma,             
these data will yield information on the temporal and spatial                 
variation of the dust/gas ratio in the cometary coma. When coupled            
with IR mapping measurements by Rosetta-VIRTIS, these data will yield         
information on the depths of the various icy reservoirs from which            
H2O, CO, and CO2 can be derived.                                              
                                                                              
(3) Study the atomic budget of C, H, O, N, and S in the coma as a             
function of time. As a UV instrument, ALICE is unique among the remote        
sensing investigations aboard Rosetta in its ability to detect atoms          
in the cometary atmosphere. Among the most important atomic species in        
comets are C, H, O, and N (Feldman et al. 2004a).  ALICE's bandpass           
includes the strongest resonance lines of all of these (C I 1561,             
1657, 1931 A; H I 973, 1025, 1216 A; O I 989, 1304 A; and N I 1134 and        
1200 A), as well as those of another important, cosmogonically                
abundant species, S I (1425, 1474, 1813 A). When ALICE is viewing the         
coma, we will obtain species abundance ratios. When the field-of-view         
encompasses the entire coma (e.g., during approach), the total content        
of the coma can be measured and its variation with time can be                
monitored. These quantities can be measured independently of any              
model. In addition, the most abundant coma ion, O+, has its strongest         
resonance line at 834 A that will allow an investigation of the               
ionization mechanism in the coma and the interaction of the comet             
ionosphere with the solar wind. Another observable ion, C+ (1335 A),          
will give complementary information on the competing ionization               
processes (photoionization vs. electron impact) as the two species are        
created from neutral atoms that are not similarly spatially                   
distributed and the ions are thus differently affected by solar wind          
particles. And O I 1356 A emission, though weak, will be an excellent         
tracer of electron impact processes in the coma. Together, these              
various probes will provide measurements of the abundances and spatial        
structures (e.g., distributed sources from CHON particles and as yet          
undetected organic molecules) in the atomic coma of comet 67P/CG. As a        
remote sensing instrument, ALICE enjoys the advantage that it can             
obtain such measurements throughout Rosetta's long comet rendezvous,          
independently of the orbital location of the spacecraft.                      
                                                                              
(4) Study the onset of nuclear activity in ways Rosetta otherwise             
cannot. ALICE is particularly well-suited to the exploration of one of        
the most fascinating cometary phenomena: the onset of nuclear                 
activity. This area of interest has important implications for                
understanding cometary phenomenology, and for the general study of            
cometary activity at large distances (e.g., in Halley, Hale-Bopp,             
Skiff, Schwassmann-Wachmann 1, Chiron, etc.).  ALICE will accomplish          
this by searching for and then monitoring the "turn-ons" of                   
successively "harder volatiles" including N2, CO2, and H2O (in                
absorption), and the noble gases, CO, and atomic sulfur (all in               
fluorescence) as a tracer of H2S and CS2.                                     
                                                                              
(5) Spectral mapping of the entire nucleus of 67P/CG at FUV                   
wavelengths in order to both characterize the distribution of UV              
absorbers on the surface, and to map the FUV photometric properties of        
the nucleus. With its inherent long-slit imaging capability, ALICE can        
obtain either multispectral or monochromatic images of the comet at a         
resolution of 500/R50 meters, where R50 is the comet-Orbiter range in         
units of 50 km. The UV images can be used to: (i) search for regions          
of clean ice; (ii) study the photometric properties of small                  
(10-9-10-11 g) surface grains (both at and away from active zones) as         
a function of solar phase angle; and (iii) search for regions of              
electrical or photoluminescent glows on the surface. Further, by              
correlating regions that are dark below the ice absorption edge of H2O        
(1600-1700 A), with visible albedo measurements made by the Rosetta           
imager OSIRIS, ALICE will be able to search for nuclear regions rich          
in this important volatile.                                                   
                                                                              
(6) Study the photometric and spectrophotometric properties of small          
grains in the coma as an aid to understanding their size distribution         
and how they vary in time. UV photometry can be carried out with ALICE        
(a) using the solar continuum near 2000 A, and (b) at H I Lyman-a             
(1216 A). In both of these passbands, the photometric phase function          
of coma grains can be measured in order to map the distribution of            
grains with 10 to 100 times less mass than can be well-observed with          
the Rosetta imager, OSIRIS. We will separate the total optical depth          
so derived into icy and non-refractory components using the depth of          
the characteristic H2O absorption near 1650 A as a compositional              
constraint.                                                                   
                                                                              
(7) Map the spatial and temporal variability of O+, N+, S+ and C+             
emissions in the coma and ion tail in order to connect nuclear                
activity to changes in tail morphology and structure near                     
perihelion. These ions have resonance transitions at 1036 A and 1335 A        
(C+), 1085 A (N+), 910 A and 1256 A (S+), and 834 A (O+), with which          
ALICE will be able to probe the ion formation and tail region behavior        
of the comet at any time when the comet is active.                            
                                                                              
3.0 TECHNICAL DESCRIPTION                                                     
3.1 Instrument Overview                                                       
                                                                              
                                                                              
An opto-mechanical layout of ALICE is shown in Figure 1. Light enters         
the telescope section through a 40 x 40 mm2 entrance aperture and is          
collected and focused by an f/3 off-axis paraboloidal (OAP) mirror            
onto the entrance slit and then onto a toroidal holographic grating,          
where it is dispersed onto a microchannel plate (MCP) detector that           
uses a double-delay line (DDL) readout scheme. The 2- D (1024 x               
32)-pixel format, MCP detector uses dual, side- by-side, solar-blind          
photocathodes: potassium bromide (KBr) and cesium iodide (CsI). The           
measured spectral resolving power (lambda/d lambda) of ALICE is in the        
range of 70- 170 for an extended source that fills the instantaneous          
field-of- view (IFOV) defined by the size of the entrance slit. ALICE         
is controlled by an SA 3865 microprocessor, and utilizes lightweight,         
compact, surface mount electronics to support the science detector, as        
well as the instrument support and interface electronics. Figure 2            
shows both a 3D external view of ALICE, and a photograph of the flight        
unit.                                                                         
                                                                              
3.2 Optical Design                                                            
                                                                              
                                                                              
The OAP mirror has a clear aperture of 41 x 65 mm2, and is housed in          
the telescope section of the instrument (see Figures 1 and 2). The            
reflected light from the OAP enters the spectrograph section, which           
contains a holographic grating and MCP detector. The slit, grating,           
and detector are all arranged on a 0.15-m diameter normal incidence           
Rowland circle.                                                               
                                                                              
The spectrograph utilizes the first diffraction order throughout the          
700-2050 A spectral passband. The lower half of the first order               
wavelength coverage (700-1025 A) also shows up in second order between        
the first order wavelengths of 1400 and 2050 A.                               
                                                                              
Both the OAP and grating, and their mounting fixtures, are constructed        
from monolithic pieces of Al, coated with electroless Ni and polished         
using low-scatter polishing techniques. The OAP and grating optical           
surfaces are                                                                  
                                                                              
Text Box: Fig. 1. (a) The opto-mechanical layout of ALICE. (b) A              
photograph of the ALICE flight unit.                                          
                                                                              
overcoated with sputtered SiC. Control of internal stray light is             
achieved with a well- baffled optical cavity, and a holographic               
diffraction grating that has low scatter and near-zero line ghost             
problems.                                                                     
                                                                              
For contamination control, heaters are mounted to the back surfaces of        
the OAP mirror and grating to prevent cold trapping of contaminants           
during flight. To protect the sensitive photocathodes and MCP surfaces        
from exposure to moisture and other harmful contaminants during ground        
operations, instrument integration, and the early stages of the               
mission, the detector tube body assembly is enclosed in a vacuum              
chamber with a front door that was successfully (and permanently)             
opened during the early commissioning phases of the flight. For               
additional protection of the optics and detector from particulate             
contamination during the flight, a front entrance aperture door is            
included that can close when the dust and gas levels are too high for         
safe operation and exposure (i.e., when the Rosetta Orbiter is close          
to the comet nucleus). The telescope baffle vanes also help to shield         
the OAP mirror from bombardment of small particles that can enter the         
telescope entrance aperture.                                                  
                                                                              
3.3 Entrance Slit Design                                                      
                                                                              
                                                                              
The spectrograph entrance slit assembly design is shown in Figure             
3. The slit is composed of three sections plus a pinhole mask. The            
center section of the slit provides high spectral resolution of ~8-12         
A FWHM with an IFOV of 0.05deg. x 2.0deg.. Surrounding the center slit        
section are the two outer sections with IFOVs of 0.10deg. x                   
2.0deg. and 0.10deg. x 1.53deg.. A pinhole mask, located at the edge          
of the IFOV of the second outer section, provides limited light               
throughput to the spectrograph for bright point source targets (such          
as hot UV stars) that will be used during stellar occultation studies         
of CG's coma.                                                                 
                                                                              
3.4 Detector & Detector Electronics                                           
                                                                              
                                                                              
The 2-D imaging photon-counting detector located in the spectrograph          
section utilizes an MCP Z-stack that feeds the DDL readout array              
(Siegmund et al. 1992). The input surface of the Z-stack is coated            
with opaque photocathodes of KBr (700-1200 A) and CsI (1230-2050 A)           
(Siegmund et al. 1987). The detector tube body is a custom design made        
of a lightweight brazed alumina-Kovar structure that is welded to a           
housing that supports the DDL anode array (see Figures 4 and 5).              
                                                                              
To capture the entire 700-2050 A bandpass and 6deg. spatial FOV, the          
size of the detector's active area is 35 mm (in the dispersion                
direction) x 20 mm (in the spatial dimension), with a pixel format of         
(1024 x 32)-pixels. The 6deg. slit- height is imaged onto the central         
20 of the detector's 32 spatial channels; the remaining spectral              
channels are used for dark count monitoring. Our pixel format allows          
Nyquist sampling with a spectral resolution of ~3.4 A, and a spatial          
pixel resolution of 0.3deg..                                                  
                                                                              
Text Box: (a) (b) Fig. 2. (a) 3D external view of ALICE. (b)                  
Photograph of the ALICE flight unit.                                          
                                                                              
The MCP Z-Stack is composed of three 80:1 length-to-diameter (L/D)            
MCPs that are all cylindrically curved with a radius-of- curvature of         
75 mm to match the Rowland-circle for optimum focus across the full           
spectral passband. The total Z-Stack resistance at room temperature is        
~500 M ohm. The MCPs are rectangular in format (46 x 30 mm2), with            
12-um diameter pores on 15-um centers. Above the MCP Z-Stack is a             
repeller grid that is biased ~1000 volts more negative than the top of        
the MCP Z-Stack. This repeller grid reflects electrons liberated in           
the interstitial regions of the MCP back down to the MCP input surface        
to enhance the detective quantum efficiency of the detector.                  
                                                                              
The expected H I Lyman-a (1216 A) emission brightness from comet              
67P/CG is ~4 kR at a heliocentric distance of 1.3 AU (based on IUE            
observations of this comet in 1982; Feldman et al. 2004b).  To prevent        
saturation of the detector electronics, it is necessary to attenuate          
the Lyman-a emission brightness to an acceptable count rate level well        
below the maximum count rate capability of the electronics (i.e.,             
below 104 c s-1). An attenuation factor of at least an order of               
magnitude is required to achieve this lower count rate. This was              
easily achieved by physically masking the MCP active area where the H         
I Lyman-a emission comes to a focus during the photocathode deposition        
process. The bare MCP glass has a quantum efficiency about 10 times           
less than that of KBr at 1216 A.                                              
                                                                              
Surrounding the detector tube body is the vacuum chamber housing made         
of aluminum and stainless steel (see Figures 4 and 5). As mentioned           
above, this vacuum chamber protected the KBr and CsI photocathodes            
against damage from moisture exposure during ground handling and from         
outgassing constituents during the early stages of the flight. It also        
allowed the detector to remain under vacuum (< 10-5 Torr) during              
ground operations, testing and handling, and transportation. Light            
enters the detector vacuum chamber through an openable door, which            
contains a built-in MgF2 window port that transmits UV light at               
wavelengths > 1200 A. This window allowed testing of the detector with        
the door closed, and provided redundancy during flight if the door            
mechanism had failed to open.                                                 
                                                                              
The detector vacuum chamber door was designed to be opened once during        
flight, using a torsion spring released by a dual-redundant                   
pyrotechnic actuator (dimple motor). During instrument integration and        
test (I&T), the door was successfully opened numerous times and               
manually reset. In flight, the                                                
                                                                              
Text Box: Fig. 3. ALICE entrance slit design.                                 
Text Box:                                                                     
Fig. 4. Schematic of the ALICE DDL detector vacuum chamber housing.           
                                                                              
detector was successfully opened; however, the primary side of the            
actuator did not open the door--the redundant side was required to            
successfully open the door.                                                   
                                                                              
The detector electronics includes preamplifier circuitry, time to             
digital converter circuitry (TDC), and pulse-pair analyzer (charge            
analysis) circuitry (PPA).  All of these electronics are packaged into        
three 64 x 76 mm2 boards. These three boards are mounted inside a             
separate enclosed magnesium housing that mounts to the rear of the            
spectrograph section (just behind the detector vacuum chamber). The           
detector electronics require +/- 5 VDC, and draw ~1.1 W.                      
                                                                              
The detector electronics amplify and convert the detected output              
pulses from the MCP Z-Stack to pixel address locations. Only those            
analog pulses output from the MCP that have amplitudes above a set            
threshold level are processed and converted to pixel address                  
locations. For each detected and processed event, a 10-bit x address          
and a 5-bit y address are generated by the detector electronics and           
sent to the ALICE command-and-data handling (C&DH) electronics for            
data storage and manipulation. In addition to the pixel address words,        
the detector electronics also digitizes the analog amplitude of each          
detected event output by the preamplifiers and sends this data to the         
C&DH electronics.  Histogramming this "pulse-height" data creates a           
pulse-height distribution function that is used to monitor the health         
and status of the detector during operation. A built-in "stim-pulser"         
is also included in the electronics that simulates photon events in           
two pixel locations on the array. This pulser can be turned on and off        
by command and allows testing of the entire ALICE detector and C&DH           
electronic signal path without having to power on the detector                
high-voltage power supply. In addition, the position of the stim              
pixels provides a wavelength fiducial that can shift with operational         
temperature.                                                                  
                                                                              
3.5 Electrical Design                                                         
                                                                              
                                                                              
The instrument support electronics (see Figure 6) on ALICE include the        
power controller electronics (PCE), the C&DH electronics, the                 
telemetry/command interface electronics, the decontamination heater           
system, and the detector high-voltage power supply (HVPS). All of             
these systems are controlled by a rad-hardened SA 3865 microprocessor,        
supplied by Sandia Associates, with 32 KB of local program RAM and 64         
KB of acquisition RAM along with 32 KB of program ROM and 128 KB of           
EEPROM. All of the instrument support electronics are contained on 5          
boards mounted just behind the detector electronics (see Figures 1 and        
2).                                                                           
                                                                              
Power Controller Electronics. The PCE are composed of DC/DC converters        
designed to convert the spacecraft power to +/- 5 VDC required by the         
detector electronics, the C&DH and TM interface electronics, and the          
detector HVPS. Also located in the PCE is the switching circuit for           
the heaters and the limited angle torque (LAT) motor controller that          
operates the front aperture door.                                             
                                                                              
Command-and-Data Handling Electronics. The C&DH electronics handles           
the following instrument functions: (i) the interpretation and                
execution of commands to the instrument, (ii) detector acquisition            
control including the histogramming of raw detector event data, (iii)         
telemetry formatting of both science and housekeeping data, (iv)              
control of the detector HVPS, (v) the detector vacuum cover release           
mechanism, (vi) the front aperture door control, (vii) the control of         
the housekeeping ADC's which are used to convert analog housekeeping          
data to digital data for inclusion into the TM data stream, and (viii)        
on-board data handling.                                                       
                                                                              
Telemetry/Command Interface Electronics. The C&DH utilizes radiation          
tolerant buffers and FIFO memory elements in the construction of the          
spacecraft telemetry and command interfaces. A finite state machine           
                                                                              
Text Box: Fig. 5. A photograph of the ALICE DDL flight detector with          
the MgFB2B detector door in the closed position.                              
                                                                              
programmed into a radiation hardened Actel 1280 FPGA controls the             
receipt and transmission of data. A bit-serial interface is used.             
                                                                              
Decontamination Heater System. A single decontamination heater each           
(~1 W resistive heater) is bonded to the backside surface of both the         
OAP mirror substrate, and the grating substrate. Along with each              
heater, two redundant thermistors are also mounted to the back of each        
substrate to monitor and provide control feedback to the heaters.  The        
C&DH electronics can separately control each heater. Successful heater        
activations have already taken place during the commissioning phase of        
the flight. Additional activations are planned periodically during the        
long cruise phase to comet 67P/CG.                                            
                                                                              
High Voltage Power Supply. The HVPS is located in a separate enclosed         
bay behind the OAP mirror (see Figure 1).  It provides the -4.0 kV            
required to operate the detector. The voltage to the Z-stack is fully         
programmable by command in ~25 V steps between -1.7 and -6.1 kV. The          
mass of the supply is ~120 g, and consumes a maximum of 0.65 W during         
detector operation.                                                           
                                                                              
3.6 Data Collection Modes                                                     
                                                                              
                                                                              
ALICE can be commanded to operate in one of three data collection             
modes: i) image histogram, ii) pixel list, and iii) count rate                
modes. Each of these modes uses the same 32k word (16 bit) acquisition        
memory. The first two acquisition modes use the same event data               
received form the detector electronics but the data is processed in a         
different way. Also, in these two modes, events occurring in up to            
eight specific areas (each area is composed of 128 spectral pixels by         
4 spatial pixels) on the array can be excluded to isolate high count          
rate areas that would otherwise fill up the array. The third                  
acquisition mode only uses the number of events received in a given           
period of time; no spectral or spatial information is used.                   
                                                                              
Image Histogram Mode. In this mode, acquisition memory is used as a           
two dimensional array with a size corresponding to the spectral and           
spatial dimensions of the detector array. The image histogram mode is         
the prime ALICE data collection mode (and the one most often used             
during flight). During an acquisition, event data from the detector           
electronics representing (x,y)-pixel coordinates are passed to the            
histogram memory in parallel form. The parallel data stream of x and y        
values is used as an address for a 16 bit cell in the 1024 x 32               
element histogram memory, and a read-increment-write operation on the         
cell contents is performed for each event. During a given integration         
time, events are accumulated one at a time into their respective              
histogram array locations creating a 2-D image. The                           
read-increment-write operation saturates at the maximum count of              
65,535 so no wrap around can occur in the acquired data. The time             
information of the individual events within the acquisition is lost in        
this process, but using appropriate acquisition durations high                
signal-to-noise ratio data may be acquired even from dim objects. At          
the conclusion of the integration period the acquired data can be down        
linked in telemetry. In order to limit the required telemetry                 
bandwidth, the histogram memory can be manipulated to extract only            
data from up to eight separate, 2-D windows in the array for downlink,        
and within these windows rows and columns may be co-added to further          
reduce the number of samples.                                                 
                                                                              
Pixel List Mode. In this mode the acquisition memory is used as a             
one-dimensional linear array of 32,768 entries.  The pixel list mode          
allows for the sequential collection of each (x,y)-event address into         
the linear pixel list memory                                                  
                                                                              
Text Box:                                                                     
Fig. 6. ALICE's electronic block diagram.                                     
                                                                              
array. Periodically, at programmable rates not exceeding 256 Hz, a            
time marker is inserted into the array to allow for "time-binning" of         
events. This mode can be used to either (a) lower the downlink                
bandwidth for data collection integrations with very low counting             
rates, or (b) for fast time-resolved acquisitions using relatively            
bright targets in the ALICE FOV. At the conclusion of this acquisition        
period the total amount of generated data can be further reduced by           
selecting only events that have occurred within up to eight separate          
windows for downlink.                                                         
                                                                              
Count Rate Mode. In this mode the acquisition memory is again used as         
a one dimensional linear array of 32,768 entries. The count rate mode         
is designed to periodically (configurable between 3 ms and 12 s)              
collect the total detector array count rate sequentially in the linear        
memory array, as if the entire instrument were an FUV photometer. This        
mode allows for high count rates from the detector (up to 10 kHz),            
without rapid fill up of the array. It does not, however, retain any          
spatial or spectral information for broadband photometric                     
studies. Depending on the required periodic acquisition rate, total           
acquisition durations of up to 98 seconds to 100 hours are possible.          
                                                                              
4.0 MEASURED PERFORMANCE CHARACTERISTICS                                      
                                                                              
                                                                              
An overview of the instrument characteristics, spacecraft resource            
requirements, and a comparison of the ground and in-flight performance        
of ALICE are summarized in Table I. A brief summary of the ground test        
and in-flight radiometric performance is presented below.                     
                                                                              
4.1 Radiometric Ground Test                                                   
                                                                              
                                                                              
ALICE's radiometric performance was first measured prior to delivery          
to the spacecraft. Both vacuum and bench level radiometric tests              
allowed characterization of the detector dark count rate, the                 
instrument's wavelength passband, spatial and spectral resolution,            
scattered light rejection, and the effective area as a function of            
wavelength (see Slater et al. 2001 for details of these test                  
results). The vacuum tests were performed using the UV radiometric            
test facility at Southwest Research Institute (SwRI) following the            
successful completion of instrument environmental tests that included         
vibration, EMI, and thermal-vacuum tests. Table I includes a summary          
of the ALICE radiometric performance measured during these ground             
tests, with a comparison to the in-flight performance measured during         
the commissioning phase of the flight. Note that the ground and               
in-flight performance tracks closely except for i) the detector               
background rates, which are higher in flight as expected due to the           
ambient spacecraft environment; and ii) the effective area, which was         
found to be lower in flight by a factor of two from that measured             
during ground test. The lower in-flight effective area performance is         
not well understood; speculation includes possible degradation of the         
detector photocathodes during the extended storage of the spacecraft          
caused by the one-year launch delay.                                          
                                                                              
4.2 In-Flight Performance                                                     
                                                                              
                                                                              
During the commissioning phase of flight, ALICE performed a number of         
in-flight radiometric characterization and calibration observations           
using UV stars (focus, PSF, effective area, pointing, wavelength              
calibration), the Sun (stray light characterization), and the Moon            
during the first Earth-Moon flyby (effective area). Table I summarizes        
the in- flight instrument performance characteristics. Figure 7 shows         
the measured in-flight effective area based on a number of UV stars           
observed with ALICE that have been calibrated with IUE. Effective area        
values using ALICE acquired lunar spectral data also fits well with           
the data acquired using UV-bright stars shown in Figure 7.                    
                                                                              
5.0 CONCLUSION                                                                
                                                                              
                                                                              
ALICE is a highly-capable, low-cost UV imaging spectrograph that will         
significantly enhance Rosetta's scientific characterization of the            
nature and origins of the cometary nucleus, its coma, and nucleus/coma        
coupling. ALICE will do this by its study of noble gases, atomic              
abundances in the coma, major ion abundances in the tail, and                 
powerful, unambiguous probes of the production rates, variability, and        
structure of H2O and CO/CO2 molecules that generate cometary activity,        
and the far-UV properties of the nucleus and solid grains. ALICE will         
also deepen the Rosetta Orbiter's in situ observations by giving them         
the global view that only a remote-sensing adjunct can provide.               
                                                                              
The in-flight characterization and calibration performance of ALICE           
has successfully been completed and the instrument is healthy and             
ready to accomplish scientific tasks aboard the Rosetta Orbiter.              
                                                                              
                                                                              
TABLE I                                                                       
                                                                              
Rosetta-ALICE Characteristics, Spacecraft Resource Requirements, &            
Measured Performance Summary (Ground cal & in-flight results).                
                                                                              
Parameter                                                                     
                                                                              
Description                                                                   
                                                                              
Total Spectral Passband:                                                      
                                                                              
680 - 2060 A                                                                  
                                                                              
Spectral Resolution:                                                          
                                                                              
(Point Source) Grd Cal: 4-8 A; Flight: 4-9 A                                  
                                                                              
                                                                              
                                                                              
(Extended Source) Grd Cal and Flight: 8-12 A                                  
                                                                              
Spatial Resolution:                                                           
                                                                              
0.05deg. x 0.6deg. (35 x 420 m2 at 40 km from nucleus)                        
                                                                              
Active FOV                                                                    
                                                                              
0.05deg. x 2.0deg. + 0.1deg. x 2.0deg. + 0.1deg. x 1.5deg.                    
                                                                              
Pointing                                                                      
                                                                              
Boresight with OSIRIS WAC and VIRTIS                                          
                                                                              
Effective Area:                                                               
                                                                              
Flight: 0.02 (1575 A)-0.05 cm2 (1125 A)                                       
                                                                              
Stray Light Attenuation                                                       
                                                                              
Grd Cal: < 10-4 at aoff > 4deg.; Flight: < 10-9 at aoff > 60deg.              
                                                                              
Detector Dark Rate:                                                           
                                                                              
Grd Cal: 2.4 c/s; Flight: 18 c/s (total array)                                
                                                                              
Telescope/Spectrograph                                                        
                                                                              
Off-axis telescope, Rowland circle spectrograph                               
                                                                              
Detector Type                                                                 
                                                                              
2-D Microchannel Plate w/ double-delay line readout                           
                                                                              
External Dimensions                                                           
                                                                              
204 x 413 x 122 mm3                                                           
                                                                              
Mass/Power                                                                    
                                                                              
3.0 kg/4.0 W                                                                  
                                                                              
Observation Types                                                             
                                                                              
Nucleus imaging and spectroscopy; coma gas                                    
spectroscopy; jet and grain spectrophotometry; stellar                        
occultations (optional observations)                                          
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
                                                                              
0.00010.0010.010.11000120014001600180020002200R-ALICE IN-FLIGHT               
EFFECTIVE AREAHD 218045 (IUE) HD 218045 (Kurucz) HD 209952 (Kurucz) HD        
207971 (IUE) HD 203245 (Kurucz) EFFECTIVE AREA (cm2) WAVELENGTH (A)           
                                                                              
Fig. 7. The measured in-flight effective area of ALICE based on               
observations of various UV stars during the Rosetta instrument                
commissioning phase of the mission.                                           
                                                                              
                                                                              
                                                                              
Acknowledgements                                                              
                                                                              
We would like to thank our engineering staff at SwRI, including Greg          
Dirks, Susan Pope, and Peter De Los Santos, for their contributions to        
the design of ALICE. We also want to thank Dr. John Vallerga and Rick         
Raffanti of Sensor Sciences for their technical advice and assistance         
with the detector and its associated electronics design and test, and         
Joe Kroesche for the initial design of the ALICE flight software.             
                                                                              
                                                                              
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